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Electromagnetics and antennas

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The units of electric field strength E are volts/metre, and the units of magnetic field strength H are amps/metre. Thus the product (E times H) has units (volts amps)/(square metre) or watts per square metre. A quantity having these units is called a "power flux density". We pose the question, "under what conditions does a product of an electric field strength, a magnetic field strength and an area represent a real power flow?"

The traditional answer to this question is that the Poynting vector S = E x H is the vector product of the E vector and the H vector; it has dimensions watts/(sq metre) and is in a direction at right angles to the plane containing the E and H vectors, and can be interpreted as a local power flow at right angles to the EH plane, proportional to the area of the element of surface times the E field strength times the H field strength times sin(the angle between E and H).

This interpretation is * very * suspect. A little
thought (also expressed by Sir James Jeans )
shows we can set up a permanent magnet to create
a static H field, and a pair of charged stationary plates
to set up a static E field not everywhere in the same direction
as the magnetic field. There is no movement. There is no
power supplied to maintain the charges or the magnetic field.
There is no power dissipated anywhere in the scenario.
Yet there is a local elemental Poynting vector, which, if
we interpret it as a local power flow, has no basis in the
Physics of the situation. Of course, there has to be a local
power flow during the time the fields are being set up, as
energy is stored in the fields. But once they are static,
the Poynting theorem tells us that it is the divergence
of the Poynting vector which is zero over * any volume *
of space where the static fields exist, providing that there
are no sources or sinks of energy inside the volume. This
in turn leads to the conclusion that there is no net
powerflow from the inside to the outside (or vice versa);
no energy flows anywhere, and "what goes out must come back in".
The energy just circulates on all scales; the Poynting vector
S = ExH can be represented as the curl of some vector field,
and so is circulating on all scales. There is no way we can
tap in to the elemental power flow represented by S=ExH
and extract any of it. There is no sense in which it represents
a power flow from one region ("source") to another region ("load").

The solution
to this conundrum is to consider the integrated
Poynting vector *only* over an entire closed surface
in 3-d space. If the integral over the closed surface is
not zero, then we can be sure that there is a flow of
power from the inside to the outside of the surface, or
from the outside to the inside.

So we have seen above that
when this is not the case, and we persist in our interpretation
of the Poynting flux as a local power flow, the difficulty is
solved by considering the power to be circulating, such that
the flow outwards across a local region of
*any* closed surface is balanced
by an equal power flow inwards
somewhere else on the *same* surface.

In the case of our static charges and our magnet,
such an integral over an **entire** closed surface works out
to zero * whatever * shape the closed surface is.

Now we consider the case where a battery (d.c.) supplies a pair of wires connected to a resistor. There is power drawn from the battery; it is conveyed by the wires ("waveguide??") to the resistor and dissipated there. There is a magnetic field generated around each of the wires by the current flowing in them, and there is an electric field between the wires because of the voltage drop across the resistor. However, this is a static problem, as was our first example of the magnet and the charged plates.

We perform our integral of the Poynting vector in various ways. If the surface surrounds the battery only, with the wires passing through the surface, there will be an outward directed total to the integral, this total being equal to the power supplied by the battery. If the surface surrounds the entire circuit, the integral will be zero. If the surface surrounds just the resistor, with the wires coming in through the surface. the integral will give an inward directed power flow just equal to the power dissipated in the resistor. If the surface cuts the wires twice, but does not include either the battery or the resistor, the integral is again zero as the power flow in equals the power flow out.

Those keen readers with numerical NEC modelling code may like to assume a geometry for this scenario and check that these statements are born out by the simulations. If you do this, email me (D.Jefferies) and I'll post a credit here.

The CFA has been proposed many times, by various people, as a method of reducing the size of radiating antenna structures while still radiating very significant amounts of power. The idea is to set up, independently, oscillating electric and magnetic fields (perhaps using capacitor plates for the E field and a coil for the H field) at right angles to each other (or nearly so) and thereby produce an outward directed Poynting vector which it is claimed represents real radiating power in the far field.

From the arguments above, we are naturally suspicious of
this procedure as we have seen a counter example. The acid
test is to integrate the quantity E x H (the mathematical
vector product of the E and H field strengths) over an
*entire surface* which surrounds the supposed radiating
CFA * and all its generators and power supplies *. Only
if this gives a significant radiating power may we assume
that the structure works as advertised.

There has recently been a proposal to build a CFA transmitter on the Isle of Man to cover NW Europe or some significant proportion thereof. It will be very interesting to see if this works. Low frequencies are proposed, to give long range ground wave communications; the normal antenna structures would be very large and the Island's planners would not be happy. For this reason, a small CFA (if it works) would be advantageous. In the planning application process, the Island turned down the application for the CFA on environmental grounds, while making no ruling as to the technical viability of the project.

Having read the descriptions above, what do you think will happen should they try this out? Of course, as with all science the acid test is a properly constructed and implemented experiment, not speculations of a theoretical nature, especially on a web site.

Therefore it is nice to read in the magazine "Radio Today" for October 1999 (vol 17 number 10) on pages 11-13 a report of experimental measurements on practical CFAs which have been built in Egypt. One interesting result is that the quoted measured field strength at a distance of 76.9 kilometres from a CFA at 1.161 MHz and a stated power of 30 kW is 14 mV/metre. If we assume that the 30 KW power is all radiated and is distributed uniformly across a half-sphere at this radius, we calculate an r.m.s. electric field strength of 17.5 mV/metre. It would appear, therefore, that this antenna is radiating nearly all its stated power.

This antenna is stated to be located at Tanta, near Cairo, and to be installed on the roof of the transmitter. The height of the antenna is said to be 8.2 metres which is 3.2% of the wavelength (258.4 metres) at 1.161 MHz. The construction consists of a circular disk capacitor plate above a ground plane, used to convey displacement current dD/dt in a vertical direction, which presumably generates horizontal loops of magnetic field H according to the fourth Maxwell equation curl(H) = dD/dt + J. Here, unlike the assumptions in most antenna theory books, it is the displacement current which gives rise to the magnetic field, rather than conduction current on the antenna elements. (There is a question about currents on the outside of the feed, assumed to be coaxial cable). Combined with this magnetic field is an electric field generated by an electrode above the disk, roughly in the form of an inverted cone, starting on the cone surface and ending on the ground plane. The displacement current is arranged to be in phase with the electric field, which means that the electric field generating the displacement current is in phase quadrature with the electric field from the conical electrode.

Now this is a bit naive, because the electrode (D-plate) that generates the displacement current also generates a strong electric field of its own ("secondary field"). The electrode (E-plate) that generates the electric field (that is, the inverted cone electrode) also generates a displacement current of its own. The magnetic field ("secondary field") from this second displacement current is in phase quadrature with the primary magnetic field from the D-plate. If we add the magnetic field generated by this additional displacement current to the D-plate-generated magnetic field, and we similarly add both the electric field contributions, then we go out about an additional antenna diameter from the structure and integrate (E x H) over a surface, taking into account the phase relationships, it is not clear at all what the outcome will be.

What we can say is that the secondary electric and magnetic fields
described above will combine to give an * inwardly* directed
Poynting vector contribution.

Normally, for a capacitative load on the end of a transmission line, the power reflection coefficient is unity and the voltage at the terminals is in phase quadrature with the current. It is not clear from the descriptions given, what the driving point impedances are of the two capacitative elements as they are in close proximity and fed in phase quadrature. Neither is it clear how the radiated power is transferred from the feeds. A simple equivalent circuit of a pi-connected network of three capacitors, with the outer capacitors fed in phase quadrature absorbs no power from the feeds. In this case, all the capacitative elements have dimensions very much less than a wavelength, and so they are far away from their self-resonant frequencies. It is not surprising that people have experimental difficulties in matching to such an arrangement.

The crux of the experimental data (as reported) is the (unstated) efficiency of the antenna. We have accepted that the field measurements indicate that 30 kW of power is radiated, but we are not told the input power level. It is well known that a short antenna has a high radiation reactance compared to its radiation resistance. This radiation reactance needs to be tuned out, to get power transfer from the generator to the radiated field. That makes the antenna narrow bandwidth or high Q. However, the Q can be reduced and the bandwidth increased by making the antenna less efficient; that is by adding significant dissipative loss resistance in series with the radiation resistance. The power delivered by the generator is therefore largely supplied to the dissipative loss resistance, and only a small fraction of it is radiated. It is this 30kW of radiated power which is claimed for this antenna.

In a small antenna, at these power levels, the dissipated power would normally (see next section) make the structure hot. It might even melt the conductors. The property of the CFA (as described) that strikes one most strongly, is that it has a large surface area of conductor to carry the currents. Thus it can be very inefficient electrically without getting too hot, and be a classical inefficient electrically small antenna having corresponding wide bandwidth, and still function as described. However, the mechanisms describing the radiation process are suspect.

It would be very interesting to be told the supplied input power of this 30kW-radiating CFA.

Nevertheless, if this arrangement works as the description says that it does, and also with sensible efficiency, it would be very interesting to see if the NEC antenna modelling code for numerical simulation predicts its performance accurately. If not, then there are deficiencies in all the currently-used software for antenna modelling.

There is a well-thought-of paper by R.C Hansen, called "Fundamental limitations in antennas", and published in the IEEE proceedings in February 1981, volume 69 number 2. The essential result, for our purposes, is that the theoretical minimum value of the Q-factor for an antenna which is very much smaller than a wavelength is given by (approximately) Qo = ([lambda]/[2 pi r])^3, if the antenna and its supporting transmission line(s) and generator(s) are all contained within a sphere of radius r, providing the antenna is 100% efficient. If the Q factor is spoiled by resistive loss, so that the power efficiency becomes (eta), then the minimum Q factor for the radiating structure becomes (eta)Qo.

In the case of the CFA at Tanta described above, if we assume that the antenna and all its associated drive circuitry is contained within a sphere of radius 4.1 metres (we are told the height is 8.2 metres) then the value of Qo is around 1000. Of course, this theoretical Qo value depends on the assumption of the value of the radius as (1/r)^3, so if the radiating structure was twice as large, Qo would be only 125, rather nearer the estimate (below) from the bandwidth measurements. Why might the radiating structure be larger than the antenna height would indicate? The ground plane might be large; the adjacent antenna (in the pictures) may couple through the near field and increase the effective size; the building structure may be metallic and we don't know where the return RF currents flow through the transmitter power supply decoupling components.

But we know that the measured Q factor is at most the inverse of the reported figure for the fractional bandwidth, (27 KHz at 2:1 VSWR in 1,161 kHz) which puts it at 43 at the maximum. Thus the efficiency, if we believe the antenna to be as small as suggested, is at most 43/1000 or 4.3%. If this were the case for this antenna structure, and we believe the field measurements which put the radiated power at 30kW, and we believe the antenna size estimate such that all the radiating elements are contained within a sphere of diameter 8.2 metres, then the input power would be of the order of 30/(0.043) kW or 700 kW. It is difficult to believe that an antenna of this size would not melt, given a dissipated power of over half-a-megawatt in the structure.

(It has, however, been pointed out to me by Professor Underhill, that the reported fractional bandwidth for this structure is very approximately the same figure as the fraction of a wavelength occupied by its maximum dimension.)

Thus, according to traditional antenna sources, this antenna probably cannot work in the way we are led to believe. It is a classic case of "theory vs experiment" and the usual scientific solution to such a paradox is to believe the experiment and re-evaluate the theory.

Therefore, independent tests of the technology are desirable. If anyone else can get this kind of performance from such a small structure they should tell us. Meanwhile, there seems to be much reported evidence of experiments which fail to reproduce these results. This evidence should not be dismissed.

Having been investigating the range of antennas which amateur radio enthusiasts have proposed, especially variants of the Yagi-Uda and the quad and quagi, I am struck by the fact that most constructions can be made to radiate after a fashion, and that for many terrestrial applications, how well an antenna radiates is of secondary importance to other considerations, such as how large it is and how easy it is to construct, tune, and feed. Also, the adjacent environment of an HF antenna surely has a great deal of effect on its tuning, radiation resistance and driving point impedance, bandwidth, efficiency, radiation pattern, and take-off angle. Thus it occasions no surprise that in the pages of antenneX magazine , and in other antenna writings aimed also at the amateur community, antennas such as the CFA feature widely. The requirements of the keen amateur are only occasionally shared by the professional antenna community; the waters are muddied by the fact that many professional antenna proponents have in the past also held amateur radio transmitting licences. It is also accepted that many of the significant innovations in antenna design have come from the amateur community; to my mind this is yet more evidence for the superiority of informed experimentation over simulation based on theory. Now that amateur radio people have access to NEC based simulation programs, it remains to be seen whether they will continue their tradition of practical antenna building and experimentation.

Most Ham radio antennas double as transmit and receive antennas. In broadcasting, the functions of the transmit antenna do not require it to be used as a receive antenna, and vice versa. Thus the optimisations can be different for the span of broadcast antennas than they are for the average amateur radio antenna.

Further investigation of the Tanta antenna installation reveals that it is mounted on a copper-clad building of height 7 metres and lateral dimensions 15 metres by 8 metres. The operating wavelength is said to be 258 metres, a frequency of 1160 kHz, and the dimensions put the Qo factor between 100 and 150 which makes the bandwidth 8-12 KHz in round figures, perfectly enough to provide for AM broadcast services. The efficiency is high as there is a large area of copper to carry the current on the outsides of the building frame. The so-called "antenna" must couple currents to the structure by capacitative coupling, so in fact what is radiating is largely the building frame.

Few of the CFA structures tried elsewhere have worked as well as this antenna; they do not share the advantage of being mounted on such a clad building. Additionally, it is possible that baluns are not used in these installations, and that there are large RF currents flowing back to the transmitter along the outside of the feed cable, again contributing to the radiation.

The following piece was posted, by N2DT, to the antenneX magazine's discussion forum in April 2003, and is reprinted here with minor editing, as it has direct relevance to the many reports of effective contact using the CFA type of antennas.

What I have found is that, if you operate enough, you will run into many strange phenomena. These, anecdotally propagated, then give us a false idea of the ability of various antennas.

DX QSOs with milli- or micro-watt ERP are not that rare. The determining factor is the receive ability of the other station which, in turn, is mostly controlled by band conditions and the number of strong signals, as well as antenna directivity. It is amazing what one can hear when the band is quiet and conditions are optimal.

Then we have the phenomena of unusual signal augmentation which may have a part in dummy load propagation. I sit on an unusual site on the middle of three parallel N-S glacial ridges. Both ridges on either side are about half a mile (800 metres) away and sit about 30m above the valleys in between. Both parallel ridges to either side of mine are taller by about 20 metres. So I should not be able to propagate out, correct?

But, at certain times and conditions I get tremendous signal enhancement - sometimes by 20-30 dB over other stations in my area. I have found that sometimes a lower antenna gives much stronger signals and have thought the reason is due to "knife-edge" diffraction of the signals by the parallel ridges. This is not supposed to happen at HF but I have clear evidence that it does. I have little doubt that my "transatlantic dummy load" QSO was due to this.

The strongest signal enhancement occurs when the polar path is open and the signals barrel down the valley between the ridges. This is like a "whisper gallery" in certain buildings where whispered conversations are ducted and amplified and can be heard at specific locations within the building. Ralph H. thinks it may be due, in part, to the geology of the area due to the amount of magnetite. He has the problem on his "to do when I can find the time to get around to it" list. Meanwhile, I am both happy to benefit from it and puzzled as to why it happens. But I don't think I am going to rely on this effect by using a phased array of dummy loads.

The whole point of this discussion is to point out that the antenna may not be as important in certain places and under certain conditions as one might expect. Freaky things happen and one can get positive reinforcement out of them. But the issue that is germane to this discussion, is to create antennas which provide predictable, day in and day out, communication under all kinds of conditions.

Freaky happenings, reinforced by anecdotal evidence, give certain antennas reputations far beyond what they objectively deserve, and vice versa. Somewhere on this earth, at a certain time, place and frequency, the proverbial "wet noodle" will effectively communicate. Does that mean that we should all go out and buy spaghetti, linguine, or lasagna to construct antennas with? Maybe a Conchiglie Farfale Antenna?

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Copyright © D.Jefferies 1999, 2000, 2001, 2002, 2003.

D.Jefferies 23rd April 2003.